Compound Growth

© Compound Growth Limited 2012-2017

• 31/12/2016:   Effective today: New Financial Crime Reporting Requirements take effect
• 21/12/2016:   Press Release: Mark Lyttleton sentenced to 12 months imprisonment for insider dealing
• 16/12/2016:   Final Notice: Tim Morse
• 16/12/2016:   Final Notice: Longlands Cars Stockton Limited
• 16/12/2016:   Occasional Paper No. 25: Incentivising compliance with financial regulation
• 16/12/2016:   Occasional Paper No. 24: Behaviour and compliance in organisations
• 16/12/2016:   CP16/43 Markets in Financial Instruments Directive II Implementation – Consultation Paper IV
• 16/12/2016:   FCA Statement: FCA Fake email
• 16/12/2016:   FCA Insights:  Creating and sustaining cultures of compliance: insights from psychology and beyond
• 16/12/2016:   FCA Statement:  Updated statement on Which? super-complaint on push payments
• 16/12/2016:   Closing date for comments to CP16/31 (Investment and Corporate Banking Prohibition of Restrictive Contractual Clauses)
• 15/12/2016:   Regulation Roundup: December 2016
• 14/12/2016:   Press Release: FCA launches consultation on changes to its FSCS rules and invites discussion on future funding of the scheme
• 14/12/2016:   PS15/25: Home finance customers with a payment shortfall: minor Handbook changes and feedback to CP16/16
• 14/12/2016:   CP16/42: Reviewing the funding of the Financial Services Compensation Scheme
• 13/12/2016:   Final Notice: Waap Limited
• 13/12/2016:   Final Notice:  Warmcool Limited
• 13/12/2016:   Final Notice: Macauley Myers Limited
• 13/12/2016:   TR16/10 Early arrears management in unsecured lending
• 13/12/2016:   Closing date for comments to CP16/24 (Appropriate Qualifications)
• 13/12/2016:   Press Release:  FCA review finds room for improvement when dealing with customers in early arrears
• 13/12/2016:   Press Release: Pension providers making good progress on reducing fees and charges
• 12/12/2016:   MS16/2.1 Mortgages market study terms of reference
• 12/12/2016:   MS16/2: Mortgages market study
• 12/12/2016:   Press Release:  FCA launches market study on competition in the mortgage sector
• 09/12/2016:   CP16/41: Amendments to Notes for completion of the Mortgage Lenders & Administrators Return
• 09/12/2016:   FG16/8: Fair treatment of long-standing customers in the life insurance sector
• 09/12/2016:   Handbook Notice 39
• 09/12/2016:   FS16/13: Interim feedback to the Call for Input to the post-implementation review of the FCA’s crowdfunding rules
• 09/12/2016:   Press Release:  FCA publishes finalised guidance for the fair-treatment of closed-book customers
• 09/12/2016:   Press Release:   Financial Conduct Authority statement on PPI
• 09/12/2016:   Press Release:   FCA publishes interim feedback following a call for input to the post-implementation review of the rules for crowdfunding
• 08/12/2016:   FCA news:  About Financial Lives: a message for respondents
• 08/12/2016:   FCA news: Debt management firms reminded of annual review requirements
• 08/12/2016:   Dear CEO letter - FCA expectations of firms that administer debt management plans
• 07/12/2016:   Final Notice: Warranty Management Services Limited
• 06/12/2016:   CP16/40: Contracts for differences - enhancing the conduct of business regime infographic
• 06/12/2016:   CP16/40: Enhancing conduct of business rules for firms providing contract for difference products to retail clients
• 06/12/2016:   Press Release:  FCA proposes stricter rules for contract for difference products
• 05/12/2016:   Final Notice: (Be)Spoke Derby Limited
• 05/12/2016:   Final Notice: Pinks Agri Limited
• 05/12/2016:   TR16/9: Review of general insurance intermediaries’ professional indemnity insurance
• 05/12/2016:   Press Release:  A third of over 75s targeted by investment scams, as FCA urges consumers to take the time to check
• 02/12/2016:   CP16/39: Quarterly Consultation Paper No. 15
• 01/12/2016:   Press Release:  FCA publishes decision notice against Alistair Burns deciding to ban him and fine him £233,600
• 01/12/2016:   Press Release:  FCA publishes new data on savings interest rates and announces new rules coming into effect
• 01/12/2016:   Cash savings: Sunlight remedy third report
• 30/11/2016:   Final Notice: TOCC Limited
• 30/11/2016:   Final Notices: Jaypee Contracts Limited
• 30/11/2016:   Final Notice: Clarks of Garforth Limited
• 30/11/2016:   Final Notice: Future Voice and Data Limited
• 30/11/2016:   GC16/8: Amendment to Guidance on loan to income ratios in mortgage lending
• 30/11/2016:   Press Release:  Two plead guilty to insider dealing
• 30/11/2016:   FCA Speech: Conduct risk in FX markets
• 29/11/2016:   Press Release:  FCA launches call for input on high-cost credit and overdrafts
• 28/11/2016:   Call for Input: High-cost credit including review of the high-cost short-term credit price cap
• 28/11/2016:   Final Notice: Tariq Carrimjee
• 28/11/2016:   Closing date for comments on CP16/28 (Remuneration in CRD IV Firms)
• 28/11/2016:   CP16/38: Proposed changes to DTR 2.5 on delay in disclosure of inside information. FCA Consult upon Delay in Disclosure of Inside Information Disclosure
• 25/11/2016:   Final Notice: Iain Strang
• 25/11/2016:   FCA Speech:  Competition and savings: the regulator’s perspective
• 25/11/2016:   Press Release:  Customers to be shown how much they could gain from shopping around for an annuity
• 25/11/2016:   CP16/37: Implementing information prompts in the annuity market
• 25/11/2016:   CP16/36: Regulatory reporting: retirement income data
• 24/11/2016:   Final Notice: Bangla Express Limited
• 24/11/2016:   CP16/35: PSR regulatory fees 2017/18
• 23/11/2016:   FCA Insight: Increasing confidence: what power posing can tell us about research for regulation
• 23/11/2016:   News: The FCA’s approach to the authorisation and supervision of Insurance Special Purpose Vehicles
• 23/11/2016:   Occasional Paper No. 23: Full disclosure: a round-up of FCA experimental research into giving information
• 23/11/2016:   CP16/34: Insurance Special Purpose Vehicles (ISPVs) & Insurance Linked Securities (ILS) business (ISPV Joint consultation with the PRA CP42/16)
• 22/11/2016:   Asset management market study: Interim report: MS15/2.2
• 22/11/2016:   Final Notice: KMLM Ltd
• 22/11/2016:   Final Notice: Macba Limited
• 22/11/2016:   Final Notice: Response 360 Ltd
• 22/11/2016:   Final Notice: NIA Trading Limited
• 22/11/2016:   MS15/2.2 Asset management market study: Interim report
• 22/11/2016:   FCA Speech: The challenges for insurance and regulators in a Big Data world
• 22/11/2016:   Final Notice: Atlas Bridge Finance Ltd
• 21/11/2016:   FCA Statement: Gable Insurance AG is in liquidation
• 22/11/2016:   Final Notice: MailServe Limited
• 21/11/2016:   Final Notice: Remote Audit Ltd
• 21/11/2016:   Final Notice: Motorhomesuk (Lincs) Limited
• 21/11/2016:   Final Notice: Marlborough Isleworth Motors
• 21/11/2016:   Final Notice: Patrick Francis McCreesh
• 21/11/2016:   Final Notice: Race 2 Off-Road Ltd
• 18/11/2016:   FCA Press Release: FCA Charges sixth defendant in alleged investment fraud
• 18/11/2016:   FCA Press Release: FCA finds weak price competition in some areas of the asset management sector
• 18/11/2016:   MS15/2.2: Asset management market study interim report
• 18/11/2016:   MS15/2.2a Asset management market study: MIR
• 17/11/2016:   FCA Final Notice: EFG Asset Management
• 17/11/2016:   FCA Final Notice: Phillip Whiffen
• 17/11/2016:   FCA Final Notice: Yesmar Restaurants Limited
• 16/11/2016:   CP16/33 Regulatory fees and levies: policy proposals for 2017/18
• 16/11/2016:   CP16/32: Handbook changes to reflect the introduction of the Lifetime ISA
• 16/11/2016:   FCA Press Release: FCA publishes rules for the sale of the Lifetime ISA
• 15/11/2016:   FCA Press Release: FCA introduces cap on early exit pension charges
• 15/11/2016:   PS16/24: Capping early exit pension charges: feedback on CP16/15 and final rules
• 15/11/2016:   FS16/12: Call for Input on our approach to the current payment services regime
• 14/11/2016:   Final Notice: Richard Barca
• 10/11/2016:   FCA Speech: Closing remarks - Financial Crime Conference
• 10/11/2016:   FCA Speech: Innovation: Impact of technology in managing FC/AML risk
• 10/11/2016:   FCA Speech: Effectivenss of the AML Regime  in disrupting financial crime
• 10/11/2016:   FCA Speech: Effectiveness and Proportionality: Our Financial Crime Priorities
• 10/11/2016:   FCA Speech: Fighting Financial Crime - Looking Forward and Back
• 08/11/2016:   Final Notice: Southern Trade Centre Limited (In Liquidation)
• 08/11/2016:   Press Release: Statement on the Financial Conduct Authority’s review of Royal Bank of Scotland’s treatment of customers referred to its Global Restructuring Group
• 07/11/2016:   Press Release: Financial Conduct Authority unveils successful sandbox firms on the second anniversary of Project Innovate
• 04/11/2016:   Handbook Notice 38
• 03/11/2016:   Press Release: FCA acts to improve competition in the current account market
• 02/11/2016:   FCA Press Release: Mark Lyttleton pleads guilty to insider dealing
• 02/11/2016:   FCA Press Release: Debt purchaser Motormile Finance agrees to redress package
• 02/11/2016:   Final Notice: Big Green Company (Energy) Limited
• 01/11/2016:   Final Notice: Daniel Peter Terrence Forsyth
• 01/11/2016:   Final Notice: Adam Philip Hawkins
• 01/11/2016:   Final Notice: Scott Michael Crawley
• 01/11/2016:   Final Notice: Ross Tony Peters
• 01/11/2016:   Final Notice: Aaron Lee Petrou
• 01/11/2016:   Final Notice: Dale Robert Walker
• 01/11/2016:   FCA Press Release: FCA prohibits six individuals for their part in unauthorised collective investment scheme
• 01/11/2016:   FCA Speech: Access to Financial Services in the UK
• 31/10/2016:   Closing Date for comments on CP16/29 (MiFID II - Chapter 16 Supervision)
• 31/10/2016:  Effective today: Payment Services Providers providing credit transfers or direct debits in Euro must meet new obligations under the SEPA Regulation (Single Euro Payments Area Collective)
• 31/10/2016:   Submission Deadline: Breach of Conduct Reporting REP008 - First annual submission notifying breaches of the Conduct Rules required for staff included in the Certification Regime.
• 28/10/2016:   Closing date for comments to CP 16/19 (MiFID II implementation proposals)
• 27/10/2016:   Final Notice: Anthony Burton
• 27/10/2016:   Final Notice: Elite Sports Cars Limited
• 26/10/2016:   FCA Statement: Enterprise Insurance Company is now in liquidation
• 26/10/2016:   Final Notice: Robin Cawley
• 26/10/2016:   Final Notice: The Heating Design Centre (James Gary Law trading as)
• 26/10/2016:   Final Notice: Mohammed Wajid
• 26/10/2016:   Final Notice: Bradley Bailey
• 26/10/2016:   Final Notice: Justin Pollington-Woods
• 25/10/2016:   Final Notice: Richard Clay
• 25/10/2016:   Final Notice: Kathryn Clark
• 25/10/2016:   GC16/7: Revised proposed guidance on guarantor loans
• 25/10/2016:   Press Release: The Financial Conduct Authority (FCA) bans two individuals from the financial services industry
• 21/10/2016:   Press Release: Tribunal upholds the Financial Conduct Authority’s decision to impose a partial ban on Tariq Carrimjee
• 21/10/2016:   Final Notice: Danes Autos Limited
• 21/10/2016:   Final Notice: Excel Leasing Limited
• 21/10/2016:   Final Notice: FC Group Limited
• 20/10/2016:   Press Release: New Rules on packaged bank accounts have improved standards, but firms have more work to do on sales and complaints handling
• 20/10/2016:   TR16/8: Packaged Bank Accounts
• 19/10/2016:   GC16/6: The fair treatment of mortgage customers in payment shortfall: impact of automatic capitalisations
• 19/10/2016:   Press Release: FCA to consult on mortgage payment shortfall remediation guidance
• 18/10/2016:   CP16/31: Investment and corporate banking: prohibition of restrictive contractual clauses
• 18/10/2016:   Press Release: FCA publishes the final report of its investment and corporate banking market study
• 18/10/2016:   MS15/1 Investment and corporate banking market study
• 14/10/2016:   Final Notice: Samlet Car Sales Ltd
• 14/10/2016:   Final Notice: Select Motor Company Ltd
• 14/10/2016:   TR16/7 - Review of annuity sales practices
• 14/10/2016:   Press Release: FCA publishes thematic review of annuity sales practices
• 13/10/2016:   Final Notice: Luke Andrew Mills
• 13/10/2016:   Final Notice: Motor Spot Limited
• 13/10/2016:   Final Notice: Mark Samuel Motors Limited
• 13/10/2016:   Final Notice: Midland Motor Company Limited
• 13/10/2016:   Effective today: UCITS V - Level 2 Regulation
• 13/10/2016:   Press Release: FCA cancels payday lender’s interim permission, bans director and refuses application to conduct regulated business
• 13/10/2016:   Final Notice: Wage Payment and PayDay Loans Limited, and Andrew Barry Hart
• 12/10/2016:   Final Notice: Steven Smith
• 12/10/2016:   Final Notice: Sonali Bank (UK) Ltd
• 12/10/2016:   Press Release: FCA imposes penalties on Sonali Bank (UK) Limited and its former money laundering reporting officer for serious anti-money laundering systems failings
• 11/10/2016:   Closing date for comments CP 16/20 (Payment protection insurance complaints)
• 11/10/2016:   FS16/10: Smarter Consumer Communications
• 11/10/2016:   PS16/23: Smarter Consumer Communications: Removing ineffective disclosure requirements in FCA Handbook
• 11/10/2016:   DP  Discussion Paper -Smarter Consumer Communications: a further step in the journey
• 10/10/2016:  FCA Speech: Getting regulation right
• 06/10/2016:   FCA Press Release: Total number of complaints continues to fall
• 05/10/2016:   FCA Press Release: FCA publishes proposals on transactions cost disclosure
• 05/10/2016:   FCA Press Release: FCA fines Aviva Pension Trustees UK Limited and Aviva Wrap UK Limited £8.2m for Client Money and Assets failings
• 05/10/2016:   CP16/30: Transaction cost disclosure in workplace pensions
• 05/10/2016:   FCA Speech: The role of consumer decision-making in ensuring good market dynamics in the mortgage sector
• 04/10/2016:   Final Notice: Aviva Pension Trustees UK Limited, Aviva Wrap UK Limited
• 03/10/2016:   Final Notice: Wingfield Financial Heritage Limited
• 29/09/2016:   CP16/29: Markets in Financial Instruments Directive II implementation – Consultation Paper III
• 29/09/2016:   Press Release: FCA publishes third MiFID II consultation
• 28/09/2016:   Press Release: Former Investment Portfolio Manager charged with insider dealing
• 28/09/2016:   PS16/22: Strengthening accountability in banking and insurance: regulatory references final rules
• 28/09/2016:   FS16/9: Senior Managers and Certification Regime: Feedback for Credit Unions
• 28/09/2016:   DP16/4: Overall responsibility and the legal function
• 28/09/2016:   FS16/8: Senior Managers and Certification Regime: Feedback for branches of banks from within the European Economic Area
• 28/09/2016:   Press Release: FCA proposes new measures to maintain firms’ focus on culture
• 28/09/2016:   CP16/27: Applying conduct rules to all non-executive directors in the banking and insurance sectors
• 27/09/2016:   CP16/28: Remuneration in CRD IV firms:new guidance and changes to Handbook
• 27/09/2016:   FS16/7: Senior Managers and Certification Regime: Feedback for branches of banks from outside the European Economic Area
• 27/09/2016:   FS16/6: Senior Managers and Certification Regime: Feedback for all banks, investment firms and building societies
• 27/09/2016:   Press Release: Alex Hope sentenced for failing to pay confiscation order
• 27/09/2016:   FCA Speech: Balancing regulatory objectives in the dynamic consumer credit market
• 27/09/2016:   CP16/26: Guidance on the duty of responsibility: amendments to the Decision Procedure and Penalties Manual
• 27/09/2016:   CP16/25: Whistleblowing in UK branches of overseas banks
• 23/09/2016:   FCA Statement on super-complaint from Which?
• 22/09/2016:   CRD IV Pillar 2 Summary & Stress Testing Observations
• 22/09/2016:   Dear CEO Letter: FCA’s prudential approach for IFPRU Investment Firms
• 22/09/2016:   FCA Speech: The FCA’s role in promoting innovation
• 22/09/2016:   Final Notice: Gemmax Solutions Limited
• 21/09/2016:   FCA Speech: Our approach to cyber security in financial services firms
• 21/09/2016:   FCA Speech: A more effective approach to combatting financial crime  also see FCA: Effective Approach to Financial Crime Prevention
• 21/09/2016:   FS16/5: Call for Inputs on Big Data in retail general insurance
• 20/09/2016:   Final Notice: Danmirr Capital Limited
• 19/09/2016:   Press Release: Payday firm CFO Lending to pay £34 million redress
• 19/09/2016:   Closing date for comments to CP 16/18 (Disclosure Rules - PRIIPs Regulation)
• 16/09/2016:   FCA Speech: Pensions and long-term retirement saving: a macroeconomic perspective
• 15/09/2016:   HM Treasury launches consultation on the Fourth Money Laundering Directive. Summary of 4MLD
• 15/09/2016:   Occasional Paper 21: Asymmetries in dark pool reference prices
• 14/09/2016:   Final Notice: Money Matcher Limited
• 13/09/2016:   CP16/24: Review of the FCA’s appropriate qualification exam standards
• 09/09/2016:   CP16/23: FCA Regulated fees and levies: insurers’ tariff data for 2017/18
• 07/09/2016:   Deadline: Relevant Firms must comply with New Whistleblowing Rules
• 06/09/2016:   CP16/22: Pension Wise standards: changes for secondary annuity market guidance
• 06/09/2016:   Final Notice: FCA imposes cancellation on Bathesafely Limited
• 06/09/2016:   Final Notice: FCA imposes cancellation on Get Paid Limited
• 06/09/2016:   Final Notice: FCA imposes cancellation on Broom Boat Sales Limited
• 06/09/2016:   Final Notice: FCA imposes cancellation on Paul Brooks Machinery Limited
• 02/09/2016:   FCA call for input to the post-implementation review of the FCA’s crowdfunding rules
• 02/09/2016:   CP16/21: Quarterly Consultation Paper No. 14
• 01/09/2016:   Press Release: The FCA fines and prohibits financial adviser for failing to act with integrity and for failing to be open and honest with the regulator
• 01/09/2016:   Final Notice: FCA imposes fine and prohibition on Elizabeth Anne Parry
• 18/08/2016:   Closing date for comments to CP 16/15 (Capping early exit pension charges)
• 17/08/2016:   Final Notice: Tellaw (UK) Limited
• 16/08/2016:   FCA Statement: Consultation Paper 12/20: Review of the client money rules for insurance intermediaries
• 15/08/2016:   Final Notice: Cancellation imposed upon Generate Green Ltd
• 11/08/2016:   New FCA website moves into its final phase
• 10/08/2016:   PS16/21: Increasing transparency and engagement at renewal in general insurance markets
• 10/08/2016:   Closing date for comments to CP 16/16 (Mortgage borrowers)
• 09/08/2016:   FCA Press Release: Cenkos Securities fined for failure to maintain the high standards required of a firm providing Sponsor Services
• 09/08/2016:   Final Notice: Analyst Investment Management Plc
• 09/08/2016:   Final Notice: Cenkos Securities Plc
• 08/08/2016:   Final Notice: Hallbrooke Ballymena Limited
• 08/08/2016:   Final Notice: Jay Bee Automotive Limited
• 08/08/2016:   Final Notice: Performance Tuning UK Limited
• 03/08/2016:   FCA Statement: Redress methodology for pension transfers
• 03/08/2016:   Occasional Paper No. 20: Can we predict which consumer credit users will suffer financial distress?
• 02/08/2016:   FCA Press Release: FCA provides update on PPI
• 02/08/2016:   CP16/20: Rules and guidance on payment protection insurance complaints: feedback on CP15/39 and further consultation
• 01/08/2016:   FG16/7: Payment Accounts Regulations 2015 - regulation 13 (packaged accounts)
• 01/08/2016:   FG16/6: Payment Accounts Regulations 2015 - definition of a 'payment account'
• 01/08/2016:   PS16/20: Payment Accounts Regulations 2015 - feedback on CP16/7, final Handbook changes and finalised guidance
• 29/07/2016:   FCA Press Release: FCA publishes second consultation paper on the Markets in Financial Instruments Directive II implementation
• 29/07/2016:   CP16/19: Markets in Financial Instruments Directive II implementation proposals
• 29/07/2016:   PS16/19: Financial Crime Reporting: feedback on Chapter 6 of CP15/42 and final rules
• 28/07/2016:   FX Remediation: FCA next steps
• 27/07/2016:   Dear CEO letter – FCA expectations of principal firms operating in the general insurance sector
• 26/07/2016:   FCA Press Release: FCA publishes final findings of credit card market study
• 25/07/2016:   FCA Statement: Enterprise Insurance Company indicates it is insolvent
• 25/07/2016:   FCA Speech: London FinTech Week 2016 - innovation in RegTech
• 25/07/2016:   Final Notice: Peter Roy Alexander
• 22/07/2016:   Final Notice: Kildare Capital (UK) Limited
• 22/07/2016:   Final Notice: Matrix Integrated Financial Solutions
• 22/07/2016:   TR16/6: Principals and their appointed representatives in the general insurance sector
• 22/07/2016:   FCA Press Release: FCA finds failings in the oversight of appointed representatives in the general insurance sector
• 22/07/2016:   FCA Press Release: UK establishes FinTech Bridge with the Republic of Korea
• 22/07/2016:   Closing date for comments to GC 16/5 (Wind-down guidance)
• 21/07/2016:   FCA Press Release: FCA publishes thematic review into dark pools
• 21/07/2016:   TR16/5: UK equity market dark pools – Role, promotion and oversight in wholesale markets
• 20/07/2016:   FCA Speech: Chief Executive speaks at APM about recent work and future challenges
• 20/07/2016:   FS16/4: Feedback Statement on Call for Input: Supporting the development and adopters of RegTech
• 19/07/2016:   Closing date for comments to CP 16/14 (UCITS V Level 2 Regulation & SFTR)
• 18/07/2016:   Occasional Paper No. 19: Attention, Search and Switching: Evidence on Mandated Disclosure from the Savings Market
• 18/07/2016:   CP16/18: Changes to disclosure rules in the FCA Handbook to reflect the direct application of the PRIIPs Regulation
• 18/07/2016:   FCA Press Release: FCA publishes new data on interest rates and update on cash savings remedies
• 15/07/2016:   FCA Press Release: The FCA fines, publicly censures and orders Jersey resident to pay restitution for insider dealing and improper disclosure
• 15/07/2016:   Final Notice: Gavin Breeze
• 14/07/2016:   Final Notice: Crimson Car Sales
• 14/07/2016:   Final Notice: Hunt Communications UK Limited
• 14/07/2016:   Final Notice: Prestige Motor Base Limited
• 14/07/2016:   Closing date for comments to CP 16/10 (Enforcement Review & Green Report)
• 14/07/2016:   FCA: Update on our work around pensions and retirement income
• 14/07/2016:   MS16/1 Retirement outcomes review: terms of reference
• 14/07/2016:   FCA Press Release: FCA publishes Terms of Reference for the Retirement Outcomes Review
• 14/07/2016:   FCA Press Release: FCA decides to cancel payday lender’s interim permission and ban its sole director
• 13/07/2016:   Final Notice: Edge Performance 10 Limited
• 13/07/2016:   Final Notice: Mark Andrew Walker
• 13/07/2016:   Final Notice: Timothy Duncan Philip
• 13/07/2016:   FCA Speech: Getting culture and conduct right - the role of the regulator
• 13/07/2016:   Closing date for comments on views on the IPO discussion paper and potential changes to the IPO process (Corporate Banking Market Study)
• 13/07/2016:   Closing date for comments to DP 16/3 (UK Equity IPO process)
• 13/07/2016:   FCA Press Release: FCA fines Towergate and former director Timothy Philip for client and insurer money failings
• 12/07/2016:   FCA Press Release: FCA publishes Annual Report 2015/16 and report of its competition activities since 2013
• 12/07/2016:   Annual Report 2015/16 and Competition Report 2013-16
• 08/07/2016:   FCA Press Release: FCA issues guidance following property fund suspensions
• 08/07/2016:   FCA Press Release: FCA launches call for input on crowdfunding rules
• 08/07/2016:   FCA Statement: Guidance on fund suspensions
• 07/07/2016:   FCA Statement: Temporary prohibition of short selling: Credito Valtellinese sc, Telecom Italia spa
• 07/07/2016:   FCA Statement: Bank of England, PRA, FCA and PSR review Memorandum of Understanding in relation to payment systems in the UK
• 07/07/2016:   FG16/5: Guidance for firms outsourcing to the ‘cloud’ and other third party IT services
• 06/07/2016:   FCA Statement: Temporary restriction in short selling: Banca Monte dei Paschi di Siena SpA
• 06/07/2016:   FCA Press Release: Sue Lewis re-appointed Chair of the Financial Services Consumer Panel
• 04/07/2016:   CP16/17: Quarterly Consultation Paper No. 13
• 03/07/2016:   Effective today: The Market Abuse Regulation (MAR) will apply in the UK and across the EU replacing the current Market Abuse Directive (MAD).
• 30/06/2016:   Final Notice: Cult Racing Limited
• 30/06/2016:   Final Notice: Russell Blakely
• 30/06/2016:   Final Notice: Trevor John Fry
• 30/06/2016:   FCA Speech: Global regulation in the post-crisis era
• 30/06/2016:   PS16/18: Changes to the Decision Procedure and Penalties manual and the Enforcement Guide for the implementation of the Market Abuse Regulation
• 30/06/2016:   PS16/17: PSR regulatory fees 2016/17
• 30/06/2016:   PS16/16: FCA regulated fees and levies 2016/17 including feedback on CP16/9 and 'made rules'
• 30/06/2016:   GC16/6: Primary Market Bulletin No. 16
• 30/06/2016:   Effective today: New Capital Adequacy Requirement rules for Personal Investment Firms. PIFs Minimum Capital increases.
• 30/06/2016:   Effective today: Complaints Handling rules for extending the informal response period to three business days along with the requirement to send a summary resolution communication
• 29/06/2016:   Final Notice: Dual Mortgage Brokers
• 29/06/2016:   Final Notice: GB Financial Consultancy Limited
• 24/06/2016:   FCA Statement: European Union Referendum Result ; Financial Services Regulation post-Brexit
• 27/06/2016:   Final Notice: Park Grove Financial Management Limited
• 24/06/2016:   Final Notice: Secure Property Consultants Limited
• 24/06/2016: FCA Statement: Statement on European Union referendum result ; Financial Services Regulation post-Brexit
• 22/06/2016:   FCA Speech: Competition Policy in Financial Markets – the view from the regulators
• 22/06/2016:   FCA Statement: European Pensions Management Ltd enters administration
• 21/06/2016:   Closing date CP 16/12 (Second annuity market)
• 16/06/2016:   Press Release: FCA charge five in alleged investment fraud
• 15/06/2016:   FCA Statement: FCA signs the Women in Finance Charter
• 15/06/2016:   Final Notice: Cancellation imposed upon GGK Investments Limited
• 13/06/2016:   Final Notice: FCA refuses Sunrise Brokers LLP candidate application to perform controlled functions
• 13/06/2016:   Final Notice: FCA refuses Vehicle Supermarket of Leicester Limited
• 13/06/2016:   Press Release: Former equities trader at Schroders Investment Management sentenced for insider dealing
• 10/06/2016:   CP16/16: Minor Handbook changes related to mortgage borrowers with a payment shortfall
• 09/06/2016:   Final Notice: FCA bans Mark Kelly
• 09/06/2016:   Final Notice: FCA bans Patrick Gray
• 09/06/2016:   Press Release: FCA bans two individuals for lack of integrity
• 07/06/2016:   FCA Statement: Temporary restriction in short selling - extension Banco Comercial Português, S.A.
• 06/06/2016:   FCA Statement: Temporary restriction in short selling Banco Comercial Português, S.A.
• 03/06/2016:   Closing date for comments to TR 16/2 (Fair treatment of long-standing customers in the life insurance sector)
• 03/06/2016:   FCA Statement: Response to the CMA’s provisional decision on remedies from its retail banking market investigation
• 02/06/2016:   Final Notice: Cancellation imposed upon Ashbank Cars
• 02/06/2016:   Final Notice: Application by Independent Family Advisers Limited refused
• 02/06/2016:   FCA Statement: Temporary restriction in short selling Banco Comercial Português, S.A.
• 01/06/2016:   Press Release: FCA fines CT Capital Ltd for failures related to PPI complaint handling
• 01/06/2016:   Final Notice: CT Capital Limited fined
• 27/05/2016:   Final Notice: Cancellation imposed upon Quick Pay Forex Limited
• 27/05/2016:   Press Release: Megan Butler appointed permanent Director of Supervision – Investment, Wholesale and Specialists
• 26/05/2016:   FCA Statement: FCA sends communication regarding potentially misleading marketing to all firms carrying out currency transfer services
• 26/05/2016:   FCA Statement: FCA welcomes a significant milestone in the development of standards in FX markets through the publication of the BIS Global FX Code
• 26/05/2016:   PS16/15: Feedback on CP15/33 - Consumer credit: proposals in response to the CMA recommendations on high-cost short-term credit
• 26/05/2016:   Occasional Paper No. 18: Market-Based Finance: Its Contributions and Emerging Issues
• 26/05/2016:   Press Release: FCA proposes cap on early exit charges
• 26/05/2016:   CP16/15: Capping early exit pension charges
• 25/05/2016:   Closing date for comments on Interim Report & Potential Remedies (Corporate Banking Market Study)
• 25/05/2016:   Press Release: Over 55s at heightened risk of fraud, says FCA
• 24/05/2016:   Occasional Paper No. 17: Access to Financial Services in the UK
• 23/05/2016:   GC16/5: Proposed guidance on wind-down planning
• 22/05/2016:   Closing date for comments on CP16/13 (Enforcement Guide - MAR)
• 19/05/2016:   FCA Speech: Building societies: Facing the challenges and opportunities head on
• 19/05/2016:   Press Release: The FCA bans Keydata’s former compliance officer, Peter Johnson
• 19/05/2016:   Final Notice: Peter Francis Johnson banned - Why Firms should take heed of Consultants Advice
• 19/05/2016:   CP16/14: UCITS V Level 2 Regulation, SFTR and consequential changes to the Handbook
• 16/05/2016:   FS16/3: Feedback Statement on competition in the mortgage sector
• 16/05/2016:   TR16/4: Embedding the Mortgage Market Review: Responsible Lending Review
• 16/05/2016:   Press Release: FCA reviews find mortgage firms lending responsibly but scope for improvement on competition
• 13/05/2016:   Press Release: Office of Financial Sanctions Implementation created to help UK businesses comply with financial sanctions
• 13/05/2016:   Press Release: FCA fines and bans financial adviser for insider dealing
• 12/05/2016:   Submission Deadline: First time COREP Reporting (for 1st January to 31st March 2016 Period) has to include Countercyclical Buffer
• 12/05/2016:   Final Notice: Mark Samuel Taylor given fine and prohibition
• 12/05/2016:   Final Notice: Cancellation imposed upon Made 2 Measure Fitted Furniture Limited
• 12/05/2016:   Final Notice: Cancellation imposed upon R Sadler
• 12/05/2016:   Final Notice: Cancellation imposed upon RM Trade Sales Limited
• 09/05/2016:   Final Notice: Refusal imposed upon Nasser Yusuf trading as Advance Money Management
• 09/05/2016:   Final Notice: Fine and cancellation imposed upon Terence Andrew Joint
• 09/05/2016:   Press Release: Two convicted of insider dealing in Operation Tabernula trial
• 09/05/2016:   Press Release: Financial Conduct Authority’s regulatory sandbox opens to applications
• 09/05/2016:   Closing date for comments to DP 16/2 (CASS 7A and the Special Administration Review)
• 05/05/2016:   Final Notice: Refusal of Aspect Garage Ltd
• 05/05/2016:   Final Notice: Cancellation of Harrogate Van Centre Limited
• 05/05/2016:   Final Notice: Cancellation of Motoassist UK Limited
• 05/05/2016:   Final Notice: Cancellation of Rivington Bikes Limited
• 04/05/2016:  Final Notice: Cancellation of El-Essawy Holistic Care Limited
• 29/04/2016:   Closing dates for comments to FCA Statement (UK Countercyclical Buffer Rate Proposed Approach)
• 28/04/2016:   PS16/13: Implementation of the Market Abuse Regulation
• 27/04/2016:   Press Release: FCA proposes measures to improve the effectiveness of UK primary listed debt markets
• 27/04/2016:   Final Notice: ABC Insolvency Services Limited
• 27/04/2016:   GC16/4: Primary Market Bulletin No. 14
• 25/04/2016:   PS16/12: Pension reforms – feedback on CP15/30 and final rules and guidance
• 22/04/2016:   CP16/13: Changes to the Decision Procedure and Penalties Manual and the Enforcement Guide for the implementation of the Market Abuse Regulation
• 21/04/2016:   CP16/12: Secondary annuity market – proposed rules and guidance
• 21/04/2016:   Press Release: FCA outlines rules for secondary annuity market
• 20/04/2016:   FCA Speech: The regulation of advice – recommendations post FAMR
• 20/04/2016:   Press Release: FCA wins case in the Supreme Court
• 20/04/2016:   FCA website poject enters its final phases
• 20/04/2016:   FCA website project enters its final phases
• 18/04/2016:   Thematic Review Key Findings: Inducements and conflicts of interest key findings
• 15/04/2016:   Occasional Paper No. 16: Are high-frequency traders anticipating the order flow? Cross-venue evidence from the UK market
• 15/04/2016:   CP16/11: PSR regulatory fees 2016/17
• 14/04/2016:   Press Release: FCA publishes Decision Notice for former UBS LIBOR trader
• 14/04/2016:   Press Release: FCA and PRA jointly publish proposals to enhance enforcement decision-making processes
• 14/04/2016:   CP16/10: Proposed implementation of the Enforcement Review and the Green Report
• 13/04/2016:   DP16/3: Availability of information in the UK Equity IPO process
• 13/04/2016:   FCA Statement: Tracey McDermott to leave the FCA
• 13/04/2016:   Press Release: FCA publishes the interim report of its investment and corporate banking market study and a discussion paper on the IPO process
• 13/04/2016:   Occasional Paper No. 15: Quid pro quo? What factors influence IPO allocations to investors?
• 12/04/2016:   Final Notice: FCA bans former RBS LIBOR submitter, Mr Paul White
• 11/04/2016:   FCA Speech: Innovate Finance Global Summit
• 08/04/2016:   Final Notice: Timothy Alan Roberts
• 08/04/2016:   FCA Speech: Consumer credit regulation: the journey so far
• 08/04/2016:   FG16/4: Guidance on Small and Medium Sized Business (Credit Information) Regulations
• 07/04/2016:   Press Release: FCA reminds asset managers of importance of meeting investors’ expectations
• 07/04/2016:   TR16/3: Meeting investors’ expectations
• 06/04/2016:   FCA Speech: Electronification of trading
• 05/04/2016:   FCA Business Plan 2016/17
• 05/04/2016:   Press Release: FCA publishes 2016/17 Business Plan
• 05/04/2016:   CP16/9: FCA regulated fees and levies: rates proposals 2016/17
• 04/04/2016:   FCA Statement: Countercyclical buffer rate for the UK: proposed approach
• 31/03/2016:   FCA Statement: Statement on peer-to-peer applications for full authorisation
• 31/03/2016:   PS16/11: Complaints against the Regulators
• 30/03/2016:   Press Release: Overall complaints fell by 1.4%, driven by a reduction in complaints related to current accounts and savings accounts. PPI complaints rise
• 30/03/2016:   FG16/3: Guidance on voluntary redress schemes under the Competition Act 1998
• 29/03/2016:   GC16/3: Primary Market Bulletin No.13
• 29/03/2016:   FG16/2: Primary Market Bulletin No.12
• 29/03/2016:   PS16/10: Financial Services Compensation Scheme – Management Expenses Levy Limit 2016/17
• 24/03/2016:   PS16/9: Ring-fencing: Disclosures to consumers by non-ring-fenced bodies
• 24/03/2016:   FCA Speech: Investment Funds, Markets Liquidity and the Investor Liquidity in Focus
• 24/03/2016:   Final Notice: Cancellation imposed upon BN1 Cars Ltd
• 24/03/2016:   Press Release: Credit card provider NewDay to provide over £4 million in redress to customers
• 23/03/2016:   FCA Speech: The FCA’s Competition Powers
• 23/03/2016:   Press Release: British and Australian financial regulators sign agreement to support innovative businesses
• 22/03/2016:   Press Release: Rent-to-own provider Buy as You View to pay £939,000 to around 59,000 customers
• 21/03/2016:   Effective today: Implementation of the Mortgage Credit Directive (MCD)
• 21/03/2016:   Final Notice: Cancellation imposed upon JPB Audio Visual Limited for PRIN 11 failing
• 21/03/2016:   FCA Statement: Temporary restriction in short selling
• 21/03/2016:   FCA Statement: FCA continues action against Capital Alternatives
• 21/03/2016:   PS16/8: FCA Handbook changes regarding the segregation of client money on loan-based crowdfunding platforms, the Innovative Finance ISA, and the regulated activity of advising on peer-to-peer agreements
• 18/03/2016:   CP16/8: Quarterly Consultation Paper No. 12
• 18/03/2016:   Closing date for comments to DP15/7 (SMEs)
• 18/03/2016:   Closing date for comments to GC16/2 (Consumer Credit security)
• 18/03/2016:   Effective today: UCITS V Directive implemented by today across EU member states
• 17/03/2016:   Occasional Paper No. 14: Liquidity in the UK corporate bond market: evidence from trade data - Transaction data throws new light on corporate bond liquidity
• 16/03/2016:   Final Notice: Aaron Cooper refused by FCA for breaches related to threshold conditions and failing to be open and co-operative.
• 15/03/2016:   Final Notice: Cancellation imposed upon Pacific Continental Securities (UK) Limited (In Liquidation) for failure to meet threshold conditions in Investment Advisor Sector
• 15/03/2016:   Press Release: Phillip Boakes Sentenced for Failing to Pay Confiscation Order
• 15/03/2016:   Press Release: Former equities trader pleads guilty to insider dealing
• 14/03/2016:   FCA publishes Financial Avice Market Review (FAMR)
• 14/03/2016:   Press Release: Reforms will make financial advice and guidance work better for consumers
• 14/03/2016:   Closing date for views on Social Investments
• 10/03/2016:   Occasional Paper No. 13: Economics for Effective Regulation
• 10/03/2016:   FCA Article: The Economics of Intervention
• 10/03/2016:   Final Notice: PDHL Limited
• 10/03/2016:   Press Release: FCA contacting 16,000 customers of debt management firm, PDHL
• 09/03/2016:   DP16/2: CASS 7A and the Special Administration Regime Review
• 09/03/2016:   FS16/2: Feedback Statement on Call for Input: Regulatory barriers to innovation in digital and mobile solutions
• 08/03/2016:   Final Notice: Cga Insurance Services Limited
• 08/03/2016:   Final Notice: Geoffrey Harold Arthur Fincher
• 08/03/2016:   Final Notice: Marlborough Isleworth Motors Limited
• 08/03/2016:   Final Notice: Peter Charles Bottomley
• 08/03/2016:   Final Notice: Yswiriant Celtic Insurance
• 08/03/2016:   Closing date for comments to CP15/43 MiFID II Implementation Consultation Paper 1
• 07/03/2016:   Effective today: Senior Managers Regime and Certification Regime. (Banks, building societies, CUs & PRA-designated investment firms)
• 07/03/2016:   Deadline: Relevant Firms must have appointed Whistleblowers’ Champion (Senior Managers Regime)
• 07/03/2016:   Press Release: New accountability regime for banks and insurers comes into force
• 07/03/2016:   Effective by today: Individual accountability for decision-making in banks, building societies, CUs & PRA-designated investment firms
• 04/03/2016:   Dear CEO letter – fair treatment of long-standing customers in the life insurance sector
• 04/03/2016:   Closing date for response to CP 15/41 (General insurance markets)
• 04/03/2016:   FCA Statement: Operation of the MoU with the Bank of England for market infrastructure - 2015 performance statement
• 03/03/2016:   Final Notice: Abbas Khan trading as Parry Lane Services cancellation imposed for breaches of PRIN 11 in the consumer credit sector
• 03/03/2016:   Final Notice: Good Motors Limited cancellation imposed for breaches of PRIN 11 in the consumer credit sector
• 03/03/2016:   Final Notice: James Kirkwood cancellation imposed for breaches of PRIN 11 in the consumer credit sector
• 03/03/2016:   Final Notice: Premier Dental Limited cancellation imposed for breaches of PRIN 11 in the consumer credit sector
• 03/03/2016:   Final Notice: Treviso Coffee Co Limited cancellation imposed for breaches of PRIN 11 in the consumer credit sector
• 03/03/2016:   FCA Statement: Fair treatment of long-standing customers in the life insurance sector
• 03/03/2016:   TR16/2: Fair treatment of long-standing customers in the life insurance sector
• 02/03/2016:   PS16/6: Consequential Changes to the Senior Managers Regime
• 02/03/2016:   CP16/7: Payment Accounts Regulations 2015 - draft Handbook changes and draft guidance
• 02/03/2016:   Press Release: FCA bans former Deutsche Bank trader, Michael Ross Curtler, following LIBOR fraud
• 02/03/2016:   Final Notice: Michael Ross Curtler
• 01/03/2016:   Press Release: FCA launches 'Live & Local': a new regional programme to help local firms engage with regulators
• 01/03/2016:   Press Release: FCA to publish claims scorecards
• 01/03/2016:   FS16/1: Feedback Statement on DP15/4 – General insurance value measures
• 29/02/2016:   FCA Statement: PRA and FCA statement on compliance with the EBA Guidelines on Sound Remuneration Policies
• 29/02/2016:   FCA Good Practice: Liquidity Management for Investment Firms
• 29/02/2016:   Closing date for comments on CP 15/40 FSCS
• 26/02/2016:   Closing date for comments on CP 15/39 PPI Complaints
• 25/02/2016:   Final Notice: AKV Vehicles Limited cancellation imposed for breaches of PRIN 11 in the consumer credit sector
• 25/02/2016:   Final Notice: Alan Whittington cancellation imposed for breaches of PRIN 11 in the consumer credit sector
• 25/02/2016:   Final Notice: FJ Autos Limited cancellation imposed for breaches of PRIN 11 in the consumer credit sector
• 25/02/2016:   Final Notice: Jawad Khan cancellation imposed for breaches of PRIN 11 in the consumer credit sector
• 25/02/2016:   Final Notice: John Sanders cancellation imposed for breaches of PRIN 11 in the consumer credit sector
• 25/02/2016:   Final Notice: Jonathan R Milnes cancellation imposed for breaches of PRIN 11 in the consumer credit sector
• 25/02/2016:   Final Notice: Parvin Oghabi Sajjadi cancellation imposed for breaches of PRIN 11 in the consumer credit sector
• 25/02/2016:   Final Notice: Simon Wright cancellation imposed for breaches of PRIN 11 in the consumer credit sector
• 24/02/2016:   FCA Statement: National Audit Office report – financial services mis-selling: regulation and redress
• 23/02/2016:   FCA Speech: UK FinTech: Regulating for innovation by Stephen Woolard, FCA Director of Strategy & Competition
• 23/02/2016:   Press Release: FCA fines and restricts W H Ireland Limited for market abuse risks
• 23/02/2016:   Final Notice: David Williams T/A Debts Maze Solutions
• 23/02/2016:   Final Notice: W H Ireland Limited
• 22/02/2016:   Final Notice: Cross Keys Estate & Finance Limited
• 22/02/2016:   Press Release: FCA encourages firms to do more to support ageing population
• 22/02/2016:   DP16/1: Ageing population and financial services
• 20/02/2016:   Closing date for comments on CP 15/38 Changes to DTR - Delay in Disclosure of Inside Information
• 19/02/2016:   TR16/1: Assessing suitability: Research and due diligence of products and services
• 19/02/2016:   GC16/2: Proposal to issue guidance on the FCA’s view of enforcing security under the Consumer Credit Act 1974
• 19/02/2016:   Press Release: Advice firms demonstrate some good practice on due diligence but greater consistency needed
• 18/02/2016:   Press Release: FCA publishes Call for Input on the review of retained provisions of the Consumer Credit Act
• 15/02/2016:   PS16/5: Strengthening accountability in banking and insurance: implementation of SM&CR and SIMR, and PRA requirements on regulatory references  
• 15/02/2016:   Closing date for comments on GC16/1 (Voluntary Redress Schemes)
• 12/02/2016:   Press Release: £2.9 million to be returned to investors following FCA prosecution
• 12/02/2016:   11/02/2016:   CP16/6: Complaints against the Regulators
• 12/02/2016:   Closing date for comments on GC 15/6 (IT Outsourcing)
• 11/02/2016:   Closing date for comments on CP 16/4 (Client Money Segregation - Crowdfunding)
• 09/02/2016:   Final Notice: Achilles Macris financial penalty imposed and concerns over breaches of APER 4 related to failure to deal with the FCA in an open and cooperative way
• 09/02/2016:   Press Release: FCA fines former Head of JP Morgan’s CIO International £792,900 for failing to be open and co-operative
• 08/02/2016:   Submission Deadline: For grandfathering notifications (Senior Managers Regime)
• 08/02/2016:   PS16/4: Fair, reasonable and non-discriminatory access to regulated benchmarks
• 05/02/2016:   Closing date for comments on CP 16/1 Consequential Changes to the Senior Managers Regime
• 04/02/2016:   FCA Speech: Independence, Confidence & Fairness - by Tracey McDermott, Acting Chief Executive, FCA
• 04/02/2016:   FCA Speech: Do I need to worry about benchmark regulation? by Edwin Schooling Latter, Head of Markets Policy, FCA
• 04/02/2016:   Press Release: FCA confirms accountability rules for wholesale traders and interim rules on regulatory references
• 04/02/2016:   Closing date for comments on CP 15/42 Chapters 2, 3, 4, 5, 6, 8 and 10 (Quarterly Consultation)
• 04/02/2016:   Closing date for comments on CP 15/35: Policy proposals and Handbook changes related to the implementation for Market Abuse Regulation (MAR)
• 04/02/2016:   PS16/3: Strengthening accountability in banking: Feedback on CP15/22 and CP15/31; final rules on extending the certification regime to wholesale market activities and interim rules on referencing
• 02/02/2016:   CP16/5: Handbook changes to reflect the introduction of the Innovative Finance ISA and the regulated activity of advising on peer-to-peer agreements
• 02/02/2016:   PS16/2: Implementation of the UCITS V Directive
• 01/02/2016:   PS 16/1: Reform of the legacy Credit Unions Sourcebook
• 01/02/2016:   Press Release: FCA takes disciplinary action against five individuals and three firms in relation to solicitors’ professional indemnity insurance and other insurance schemes’ failures. Total fines £15.5 Million.
• 01/02/2016:   Final Notice: Andrea Christine Sadler
• 01/02/2016:   Final Notice: Bar Professions Limited (in Liquidation)
• 01/02/2016:   Final Notice: Colin J McIntosh
• 01/02/2016:   Final Notice: Coverall Worldwide Ltd
• 01/02/2016:   Final Notice: Millburn Insurance Company Limited (in administration)
• 01/02/2016:   Final Notice: Robert John Bygrave
• 01/02/2016:   Final Notice: Shaye Jacobs Reches
• 01/02/2016:   Final Notice: Wayne Anthony Redgrave
• 28/01/2016:   Press Release: FCA and PRA investigations into HBOS senior managers
• 27/01/2016:   Final Notice: EVS Trading Limited
• 27/01/2016:   Final Notice: Manchester Plumbing Supplies Limited
• 27/01/2016:   Final Notice: Ray Alexander Wilson
• 27/01/2016:   Final Notice: WH Car Sales Limited
• 27/01/2016:   FCA Statement: Clarifying our supervisory intentions: overall responsibility for the legal function under the Senior Managers Regime
• 26/01/2016:   Final Notice: Money Clinic Debt Management
• 26/01/2016:   Final Notice: Veena Bhandari
• 26/01/2016:   Press Release: Andrew Bailey appointed new FCA Chief Executive
• 21/01/2016:   CP 16/4: Loan-based crowdfunding platforms and segregation of client money
• 21/01/2016:   FCA Statement: Temporary prohibition of short selling: Banco Popolare
• 20/01/2016:   Press Release: New Bank Start-up Unit launched by the financial regulators
• 20/01/2016:   FCA Statement: Extension of temporary prohibition of short selling: Banca Monte dei Paschi di Siena S.p.A.
• 19/01/2016:   GC16/1: Proposed guidance on voluntary redress schemes under the Competition Act 1998
• 19/01/2016:   FCA Statement: The Financial Conduct Authority moves up to 40th place in Stonewall’s Top 100 Employers 2016 rankings
• 19/01/2016:   FCA Statement: Temporary prohibition of short selling: Mota-Engil SGPS SA
• 18/01/2016:   Press Release: Eight weeks remaining for card security product holders to claim compensation
• 18/01/2016:   FCA Statement: Temporary prohibition of short selling: Banca Monte dei Paschi di Siena S.p.A.
• 18/01/2016:   CP16/3: Financial Services Compensation Scheme – Management Expenses Levy Limit 2016/17
• 15/01/2016:   CP16/2: Mortgage Credit Directive: Minor changes to our rules and guidance
• 13/01/2016:   Press Release: FCA publishes latest Retirement Income Market Data
• 13/01/2016:   Press Release: FCA publishes latest Retirement Income Market Data
• 12/01/2016:   FCA Statement: Temporary prohibition of short selling: Banca Monte dei Paschi di Siena S.p.A.
• 12/01/2016:   Final Notice: Mark Thorogood Refusal
• 12/01/2016:   Effective today: SFTR (Disclosure requirements re: fund’s pre-contractual documents to managers of new funds constituted from today)
• 11/01/2016:   Closing date for comments on GC 15/7 Primary Market Bulletin No. 12
• 08/01/2016:   Final Notice: Knight Home Improvements Limited Refusal
• 08/01/2016:   Final Notice: Lynda Jayne Croome
• 07/01/2016:   FCA Statement regarding Tracey McDermott
• 07/01/2016:   Press release: FCA publishes latest Retirement Income Market Data
• 06/01/2016:   CP16/1: Consequential changes to the Senior Managers Regime
• 04/01/2016:   Closing date for Comments on CP 15/42 Chapters 7 and 9 (Quarterly Consultation)
• 01/01/2016:   UK adopts Common reporting Standards (CRS) as laid out in DAC- Financial Institutions must comply ready for CRS reporting in 2017
• 01/01/2016:   Effective today: Firms must comply with Solvency II Directive relating to the Omnibus II agreement in Europe
• 01/01/2016:   Effective today: New Capital Buffer Rates for CRD IV Capital Calculation take effect - COREP Reporting affected
• 01/01/2016:   Effective today: Remainder of the prudential rules to implement The Recovery & Resolution Directive (RRD) such as those in relation to the contractual recognition of bail-in become effective. (Read more on Recovery & Resolution RRD Reporting in GABRIEL)

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