Compound Growth

© Compound Growth Limited 2012-2017

Regulatory Reporting & GABRIEL Support

Regulatory Reporting: GABRIEL Support & Assistance

GABRIEL is the online regulatory reporting system operated by the Financial Conduct Authority (FCA). It’s purpose is to collect, validate and store regulatory data for authorised and regulated financial services firms in the UK.

The GABRIEL system was introduced by the FCA in 2008 and stands for GAthering Better Regulatory Information ELectronically.

Firms must register to use GABRIEL with each having their own access setup and verified for the system. Once logged into GABRIEL, firms are able to view when their next regulatory reporting submission dates are and also the periods that the reporting relates to as well as previous submissions. GABRIEL is also the portal through which required reports are submitted online.

Examples of GABRIEL Reports:

The regulator is continually developing and adding functionality to their online reporting system. Below we have listed a handful of reports that firms are able to submit via GABRIEL, however there are many, many more and those required to be reported will be dependent upon a firm’s business and activities.

• FSA001 Balance Sheet
• FSA003 Capital Adequacy
• FSA008 Large Exposures
• FSA055 Systems & Controls Questionnaire
• REP001 Close Links Report
• REP002 Controllers Report
• FIN-A Annual Report and Accounts

COREP Reporting items such as:

• COR001 Own Funds & Leverage
• COR002 Large Exposures
• COR005 Asset Encumbrance

Help with FCA’s GABRIEL Reporting System

Our firm has extensive regulatory reporting experience, so if your firm would like GABRIEL support or assistance in completing any of your regulatory reports or returns within GABRIEL, we would be happy to help. Please get in touch via our contact us links or by sending an email to enquiries@compoundgrowth.co.uk.