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© Compound Growth Limited 2012-2017

The following privides useful resources for more information relating to the Prevention of Financial Crime:

• FCA’s Finalised Amendments to Financial Crime: A Guide for Firms with effect from 27th April 2015
• Regulatory guidance: Financial Crime: A Guide for Firms

Part 1: A Firm’s Guide to Preventing Financial Crime and

Part 2 Financial Crime Thematic Reviews.

Chapter 3 of the guide provides proposed guidance on Anti-Money Laundering and terrorist financing.

• The FCA’s financial crime and AML rules and guidance are set out SYSC 3.2.6 R – SYSC 3.2.6J G (for insurers and managing agents) and SYSC 6.1.1R and SYSC 6.3 (for other firms).
• External guidance from the Joint Money Laundering Steering Group: JMLSG Guidance

Preventing Financial Crime Information & Links